Scot James Erwin

CRD 1158159 · Wells Fargo Advisors · Beverly Hills, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (8): Arizona · California · Florida · Michigan · Pennsylvania · Texas · Virginia · Washington
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1158159 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (20)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Beverly Hills, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Bellevue, WA · IA capacity

Jun 1, 2009 → Mar 8, 2012
Morgan Stanley Smith Barney
Bellevue, WA · BC capacity

Jun 1, 2009 → Mar 8, 2012
Morgan Stanley & Co. Incorporated
Bellevue, WA · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Bellevue, WA · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Bellevue, WA · IA capacity

May 6, 2005 → Apr 2, 2007
Morgan Stanley Dw Inc.
Bellevue, WA · BC capacity

May 5, 2005 → Apr 2, 2007
Fahnestock Asset Management
Bellevue, WA · IA capacity

Apr 22, 2003 → May 6, 2005
Oppenheimer & Co. Inc.
New York, NY · BC capacity

Jan 3, 2003 → May 6, 2005
Cibc World Markets Corp.
New York, NY · BC capacity

Apr 9, 1998 → Jan 3, 2003
Painewebber Incorporated
Weehawken, NJ · BC capacity

Apr 29, 1994 → Apr 17, 1998
Dain Bosworth Incorporated
BC capacity

Apr 30, 1985 → Sep 24, 1990
Smith Barney, Harris Upham & Co., Incorporated
BC capacity

Dec 3, 1983 → May 9, 1985
Evans Llewellyn Securities, Inc.
BC capacity

Jul 21, 1983 → Nov 8, 1983

Source & corrections

Where this page comes from

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