Christopher Hay Noonan
Also appears in the source record as: Chris Noonan; Christopher H Noonan
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63Series 24SIESeries 31Series 7
- Registered states (24)
- Arizona · Arkansas · California · Colorado · Connecticut · Florida · Illinois · Indiana · Iowa · Massachusetts · Michigan · Minnesota · Missouri · Montana · New York · North Carolina · North Dakota · Oklahoma · Oregon · Pennsylvania · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 43
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1159639 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (12)
From the source registration record · current first
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Jul 26, 2024 → present
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Oct 23, 2009 → Jul 30, 2024
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Oct 23, 2009 → Jul 30, 2024
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Morgan Stanley Smith BarneyBD capacityJun 1, 2009 → Nov 16, 2009
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Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → Nov 16, 2009
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Citigroup Global Markets Inc.BD capacityDec 2, 2004 → Jun 1, 2009
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Citigroup Global Markets Inc.IA capacityDec 2, 2004 → Jun 1, 2009
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Morgan StanleyIA capacityApr 9, 2003 → Dec 3, 2004
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Morgan Stanley Dw Inc.BD capacityOct 10, 1994 → Dec 3, 2004
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Everen Securities, Inc.BD capacitySep 4, 1990 → Oct 26, 1994
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Blunt Ellis & Loewi IncorporatedBD capacityFeb 2, 1990 → Sep 4, 1990
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Dixon Bretscher Noonan Inc.BD capacityJul 21, 1983 → Mar 5, 1990
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.