David Lanshe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (8)

SIESeries 3Series 7Series 10Series 9Series 8Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

39

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (19)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  San Francisco, CA · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  San Francisco, CA · BC capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Palo Alto, CA · IA capacity
  Oct 23, 2009 → Sep 15, 2014
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Palo Alto, CA · BC capacity
  Oct 23, 2009 → Sep 15, 2014
• Banc Of America Investment Services, Inc.

  Richmond, VA · IA capacity
  Sep 4, 2007 → Oct 23, 2009
• Banc Of America Investment Services, Inc.

  Richmond, VA · BC capacity
  Sep 4, 2007 → Oct 23, 2009
• Wachovia Securities, LLC

  Richmond, VA · IA capacity
  Oct 17, 2006 → Sep 4, 2007
• Wachovia Securities, LLC

  Richmond, VA · BC capacity
  Oct 16, 2006 → Sep 4, 2007
• Ubs Financial Services Inc.

  Santa Rosa, CA · IA capacity
  May 19, 2005 → Oct 31, 2006
• Ubs Financial Services Inc.

  Santa Rosa, CA · BC capacity
  May 19, 2005 → Oct 31, 2006
• Alexander Key Investments

  Richmond, VA · IA capacity
  Jul 1, 2002 → Jun 15, 2004
• Suntrust Capital Markets, Inc.

  Atlanta, GA · BC capacity
  Jul 1, 2002 → Jun 15, 2004
• Deutsche Bank Securities Inc.

  Richmond, VA · IA capacity
  Jan 16, 2001 → Jul 11, 2002
• Deutsche Bank Securities Inc.

  New York, NY · BC capacity
  Jan 13, 2001 → Jul 11, 2002
• Db Alex. Brown LLC

  Baltimore, MD · BC capacity
  Sep 1, 1997 → Jan 13, 2001
• Alex. Brown & Sons Incorporated

  BC capacity
  Sep 13, 1989 → Sep 1, 1997
• Thomson Mckinnon Securities Inc.

  New York, NY · BC capacity
  May 9, 1988 → Aug 7, 1989
• Shearson Lehman Hutton Inc.

  BC capacity
  May 14, 1988 → Jul 11, 1988
• E. F. Hutton & Company Inc

  BC capacity
  Sep 24, 1985 → May 14, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.