Michael J Callahan

CRD 1162817 · Wells Fargo Advisors · Sarasota, FL

IA RegisteredBroker

Also appears in the source record as: Michael Joseph Callahan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 79Series 7Series 65Series 66Series 63
Registered states (21): Arizona · California · Connecticut · Florida · Georgia · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Virginia · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Sarasota, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Sarasota, FL · BC capacity

start not retrieved → present
Dominick & Dickerman LLC
New York, NY · BC capacity

Nov 19, 2014 → May 15, 2018
Ubs Financial Services Inc.
New York, NY · BC capacity

Nov 1, 2010 → May 16, 2014
Soleil Securities Corporation
New York, NY · BC capacity

Jun 27, 2007 → Oct 21, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 10, 1991 → Sep 22, 2003
Legg Mason Wood Walker, Incorporated
Baltimore, MD · BC capacity

Oct 30, 1990 → Sep 16, 1991
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Mar 6, 1987 → Sep 16, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1162817 ↗ FINRA BrokerCheck record for CRD 1162817 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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