Patricia Berenger

CRD 1165195 · J.P. Morgan Securities LLC · Nanuet, NY

IA RegisteredBroker

Also appears in the source record as: Patricia A Berenger; Patricia Ann Berenger; Patricia Berenger; Patricia Kelly Berkowitz; Patricia A Kelly; Patricia Ann Kelly

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 10Series 24Series 27Series 65Series 63
Registered states (26): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Nanuet, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Nanuet, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Paramus, NJ · IA capacity

Oct 16, 2013 → Apr 16, 2024
Ubs Financial Services Inc.
Paramus, NJ · BC capacity

Jun 12, 2013 → Apr 16, 2024
National Planning Corporation
Suffern, NY · BC capacity

Aug 5, 2004 → Jan 14, 2013
Chase Investment Services Corp.
Chicago, IL · BC capacity

Aug 11, 2003 → May 21, 2004
Refco Securities, Inc.
New York, NY · BC capacity

Jun 30, 1998 → Aug 28, 1999
Smith Barney Inc.
New York, NY · BC capacity

Aug 26, 1997 → May 6, 1998
Dillon, Read & Co. Inc.
Stamford, CT · BC capacity

Oct 24, 1985 → May 13, 1997
Broadchild Securities Corp.
BC capacity

Jul 10, 1985 → Nov 14, 1985
Cralin & Co., Inc.
BC capacity

Sep 12, 1983 → May 31, 1985

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1165195 ↗ FINRA BrokerCheck record for CRD 1165195 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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