Thomas Howard Oliphint

CRD 1172870 · Captrust · San Antonio, TX

IA RegisteredRegistration inactive

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 7Series 22Series 6
Registered states (1): Texas
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1172870 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

CaptrustCurrent
San Antonio, TX · IA capacity

Oct 11, 2021 → present
Covenant
IA capacity

Jan 26, 2021 → Nov 24, 2021
One Advocate Group
IA capacity

Aug 3, 2015 → Sep 14, 2021
Covenant
IA capacity

Jan 12, 2021 → Jan 13, 2021
Lpl Financial LLC
BD capacity

Aug 7, 2006 → Dec 27, 2016
Independent Financial Partners
IA capacity

Mar 4, 2011 → Nov 11, 2015
Lpl Financial LLC
IA capacity

Aug 7, 2006 → Mar 27, 2013
One Advocate Group
IA capacity

Dec 30, 1999 → Mar 30, 2012
Mml Investors Services, Inc.
BD capacity

Oct 29, 1986 → Aug 11, 2006
Mml Investors Services, Inc.
IA capacity

Oct 29, 1986 → Aug 11, 2006
New England Securities Corporation
BD capacity

Nov 22, 1983 → Dec 22, 1986

Source & corrections

Where this page comes from

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