Harold John Hendricks

CRD 1173319 · Wells Fargo Advisors · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Harry Hendricks

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 63
Registered states (35): Alabama · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Alamo, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Alamo, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Walnut Creek, CA · IA capacity

Apr 28, 2009 → Jan 3, 2011
Wells Fargo Investments, LLC
Walnut Creek, CA · BC capacity

Apr 24, 2009 → Jan 3, 2011
Wamu Investments, Inc.
Walnut Creek, CA · IA capacity

Feb 9, 2006 → May 11, 2009
Wamu Investments, Inc.
Walnut Creek, CA · BC capacity

Jul 14, 1997 → May 11, 2009
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Jan 29, 1998 → May 1, 1998
Asb Financial Services
Irvine, CA · BC capacity

Jan 10, 1991 → Jul 14, 1997
Thomas F. White & Co., Incorporated
San Francisco, CA · BC capacity

May 9, 1986 → Oct 24, 1988
Smith Barney, Harris Upham & Co., Incorporated
BC capacity

Aug 24, 1983 → Apr 27, 1984

Source & corrections

Where this page comes from

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