Kevin Thomas Keeley

CRD 1175036 · Wells Fargo Advisors · Deerfield, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (18): Arizona · California · Colorado · Florida · Illinois · Indiana · Maryland · Michigan · Missouri · Montana · New Jersey · New York · North Carolina · Ohio · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Deerfield, IL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Deerfield, IL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Deerfield, IL · IA capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
Chicago, IL · IA capacity

Jun 15, 2007 → Mar 15, 2018
Stifel, Nicolaus & Company, Incorporated
Chicago, IL · BC capacity

Jun 15, 2007 → Mar 15, 2018
Robert W. Baird & Co. Incorporated
Chicago, IL · IA capacity

Apr 17, 2002 → Jun 19, 2007
Robert W. Baird & Co. Incorporated
Chicago, IL · BC capacity

Apr 4, 1997 → Jun 19, 2007
Principal Financial Securities,inc.
Dallas, TX · BC capacity

Feb 22, 1993 → Apr 10, 1997
Dain Bosworth Incorporated
BC capacity

Dec 11, 1991 → Feb 23, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Oct 27, 1986 → Dec 13, 1991
First Jersey Securities, Inc.
BC capacity

Aug 24, 1983 → Dec 12, 1986

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1175036 ↗ FINRA BrokerCheck record for CRD 1175036 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.