Peter M Panchura
Also appears in the source record as: Peter Michael Panchura
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (29)
- California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia
- Years in the industry (source record)
- 43
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (11)
From the source registration record · current first
-
Oct 23, 2009 → present
-
start not retrieved → present
-
Banc Of America Investment Services, Inc.BD capacityApr 1, 1998 → Oct 23, 2009
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Banc Of America Investment Services, Inc.IA capacityApr 1, 1998 → Oct 23, 2009
-
Barnett Investments, Inc.BD capacityFeb 1, 1993 → Apr 1, 1998
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Linsco/Private Ledger Corp.BD capacityJul 10, 1992 → Feb 6, 1993
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Royal Financial Group, Inc.BD capacityApr 26, 1988 → Nov 19, 1990
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Pamco Securities And Insurance ServicesBD capacitySep 18, 1987 → Feb 10, 1988
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Focus Securities, Inc.BD capacitySep 18, 1986 → Sep 23, 1987
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Shearson Lehman Brothers Inc.BD capacityOct 7, 1985 → Aug 19, 1986
-
Nel Equity Services CorporationBD capacityNov 25, 1983 → Nov 1, 1985
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.