Richard M. Marlin

CRD 1189436 · Edward Jones · Webster, NY

IA RegisteredBroker

Also appears in the source record as: Richard Michael Marlin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 24SIESeries 7Series 22Series 6
Registered states (20): Alabama · California · Colorado · Florida · Georgia · Illinois · Maine · Massachusetts · Nevada · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · South Carolina · Texas · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (7)

From the source registration record · current first

Edward JonesCurrent
Webster, NY · IA capacity

Feb 20, 2019 → present
Edward JonesCurrent
Webster, NY · BC capacity

start not retrieved → present
Gna Securities, Inc.
BD capacity

Feb 4, 1991 → Jun 10, 1993
Liberty Securities Corporation
BD capacity

Jul 24, 1989 → Jan 18, 1991
Global Investor Securities, Inc.
BD capacity

Apr 3, 1985 → Jul 27, 1989
Integrated Resources Equity Corporation
BD capacity

Apr 18, 1984 → Apr 8, 1985
Mony Securities Corp.
BD capacity

Oct 7, 1983 → Dec 3, 1984

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1189436 ↗ FINRA BrokerCheck record for CRD 1189436 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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