Michele Mondiello

CRD 1190583 · J.P. Morgan Securities LLC · Huntington Station, NY

Broker

Also appears in the source record as: Michele N Mondiello; Michele Nancy Mondiello; Michele Mondiello

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): SIESeries 6Series 7Series 3Series 63
Registered states (3): Connecticut · New Jersey · New York
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Huntington Station, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Huntington Station, NY · IA capacity

start not retrieved → present
Joseph Gunnar & Co. LLC
Uniondale, NY · BC capacity

Jun 7, 1999 → Apr 2, 2001
New Times Securities Services, Inc.
Melville, NY · BC capacity

Mar 12, 1997 → Jun 6, 1997
Prime Charter Ltd.
New York, NY · BC capacity

Dec 1, 1994 → Mar 1, 1995
D. H. Blair & Co., Inc.
New York, NY · BC capacity

Mar 26, 1992 → Dec 7, 1994
Rodman & Renshaw Inc.
Chicago, IL · BC capacity

Oct 11, 1990 → Apr 15, 1991

Source & corrections

Where this page comes from

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