Robert R Galian

CRD 1193426 · J.P. Morgan Securities LLC · Oakdale, NY

IA RegisteredBroker

Also appears in the source record as: Robert Roland Galian; Robert Galian

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 26Series 66
Registered states (20): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Maryland · Michigan · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Oakdale, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Oakdale, NY · BC capacity

start not retrieved → present
Tiaa-Cref Advice And Planning Services
Melville, NY · IA capacity

May 28, 2014 → Mar 1, 2016
Tiaa-Cref Individual & Institutional Services, LLC
Melville, NY · BC capacity

May 21, 2014 → Mar 1, 2016
Pruco Securities, LLC.
Melville, NY · BC capacity

Jun 20, 2011 → Apr 14, 2014
Wells Fargo Advisors, LLC
Woodbury, NY · IA capacity

Nov 24, 2008 → Oct 22, 2010
Wells Fargo Advisors, LLC
Woodbury, NY · BC capacity

Nov 10, 2008 → Oct 22, 2010
Staten Securities Corporation
BC capacity

Oct 31, 1983 → Oct 4, 1985
Marsan Securities Co., Inc.
BC capacity

Oct 31, 1983 → Nov 19, 1983

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1193426 ↗ FINRA BrokerCheck record for CRD 1193426 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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