James P Dignam

CRD 1203663 · J.P. Morgan Securities LLC · South Boston, MA

BrokerRegistration inactive

Also appears in the source record as: James Patrick Dignam

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (8): Series 6TOSIESeries 6Series 55Series 7Series 24Series 63Series 65
Registered states (4): Maine · Massachusetts · New Hampshire · Rhode Island
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
South Boston, MA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
South Boston, MA · IA capacity

start not retrieved → present
Citizens Investment Services
Boston, MA · IA capacity

Nov 3, 2015 → Dec 31, 2020
Citizens Securities, Inc.
Boston, MA · BC capacity

Jun 3, 2015 → Dec 31, 2020
Mml Investors Services, LLC
Braintree, MA · BC capacity

Sep 4, 2014 → Feb 20, 2015
Nylife Securities LLC
Waltham, MA · BC capacity

Jun 17, 2011 → Jul 16, 2014
J.P. Morgan Securities Inc.
New York, NY · BC capacity

May 1, 2001 → Aug 3, 2001
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Feb 20, 2001 → May 1, 2001
Schwab Capital Markets L.P.
Stamford, CT · BC capacity

Sep 3, 2000 → Feb 7, 2001
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Feb 18, 1998 → Sep 7, 2000
Salomon Brothers Inc.
New York, NY · BC capacity

Aug 27, 1993 → Jan 5, 1998
National Financial Services Corporation
Boston, MA · BC capacity

Nov 6, 1990 → Aug 24, 1993
Drexel Burnham Lambert Incorporated
BC capacity

Jun 19, 1989 → Mar 3, 1990
Smith Barney, Harris Upham & Co., Incorporated
New York, NY · BC capacity

May 22, 1989 → Jun 7, 1989
Advest, Inc.
BC capacity

Sep 30, 1985 → Apr 3, 1986
Burgess & Leith Incorporated
BC capacity

Feb 1, 1985 → Sep 30, 1985
Eastern Capital Corporation
BC capacity

Nov 22, 1983 → Nov 29, 1983

Source & corrections

Where this page comes from

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