Joseph A Presa

CRD 1207548 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Joseph Anthony Presa Sr; Joseph Anthony Presa

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (29): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1207548 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Red Bank, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Red Bank, NJ · IA capacity

start not retrieved → present
Murphy & Durieu
New York, NY · BC capacity

Mar 20, 2006 → Feb 22, 2007
Butler Larsen Pierce & Company, Inc.
San Ramon, CA · BC capacity

Jul 13, 2005 → Mar 28, 2006
Municipal Partners, LLC
New York, NY · BC capacity

Jun 17, 2002 → May 11, 2005
Cantor Fitzgerald Partners
New York, NY · BC capacity

Mar 15, 2002 → Aug 8, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

Feb 18, 2000 → Mar 5, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 18, 1998 → Feb 25, 2000
Cibc Oppenheimer Corp.
New York, NY · BC capacity

Sep 26, 1996 → Sep 17, 1998

Source & corrections

Where this page comes from

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