Scott Farrell Vender
Also appears in the source record as: Moose Vender
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63Series 8SIESeries 31Series 7
- Registered states (46)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 43
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1207704 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (12)
From the source registration record · current first
-
Jun 1, 2009 → present
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Morgan Stanley & Co. IncorporatedBD capacityFeb 20, 2009 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedIA capacityFeb 20, 2009 → Jun 1, 2009
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Jefferies Investment Advisers, LLCIA capacityMay 23, 2005 → Feb 27, 2009
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Jefferies & Company, Inc.BD capacityNov 19, 2004 → Feb 27, 2009
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Credit Suisse First Boston LLCBD capacityJan 17, 2003 → Dec 13, 2004
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Credit Suisse First BostonIA capacityJan 17, 2003 → Dec 13, 2004
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Jun 13, 1998 → Jan 17, 2003
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Jun 26, 1992 → Jan 17, 2003
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Painewebber IncorporatedBD capacityMay 26, 1989 → Jun 16, 1992
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Drexel Burnham Lambert IncorporatedBD capacitySep 11, 1985 → Jun 22, 1989
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Dean Witter Reynolds Inc.BD capacityNov 23, 1983 → Sep 26, 1985
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.