Heather Gage Brower

CRD 1210476 · Wells Fargo Advisors · Purchase, NY

IA RegisteredBroker

Also appears in the source record as: Heather Gage Bower; Heather Elaine Fellner; Heather Elaine Gage

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (22): Arizona · California · Colorado · Connecticut · Delaware · Florida · Illinois · Kentucky · Maryland · Massachusetts · Michigan · Mississippi · New Hampshire · New Jersey · New York · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1210476 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Purchase, NY · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Cos Cob, CT · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Purchase, NY · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Cos Cob, CT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Purchase, NY · IA capacity

start not retrieved → present
Prudential Securities Incorporated
New York, NY · BC capacity

Jul 2, 1999 → Jul 1, 2003
Salomon Smith Barney Inc.
New York, NY · BC capacity

May 8, 1995 → Jul 8, 1999
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jan 28, 1995 → May 23, 1995
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Mar 10, 1993 → Jan 28, 1995
Robert Thomas Securities, Inc
St. Petersburg, FL · BC capacity

Jun 15, 1990 → Jan 14, 1992
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Feb 27, 1984 → Sep 26, 1989
Baraban Securities, Inc.
BC capacity

Feb 27, 1984 → Jun 9, 1984

Source & corrections

Where this page comes from

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