Richard Scott Zinman

CRD 1212093 · Morgan Stanley · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1212093 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Nov 19, 2015 → present
Credit Suisse Securities (USA) LLC
IA capacity

Jun 24, 2015 → Dec 16, 2015
Credit Suisse Securities (USA) LLC
BD capacity

May 30, 2008 → Dec 16, 2015
Citigroup Global Markets Inc.
BD capacity

Sep 25, 2001 → Jun 13, 2008
Banc Of America Securities LLC
BD capacity

Oct 1, 1997 → Sep 26, 2001
Montgomery Securities
BD capacity

Nov 6, 1996 → Oct 1, 1997
Cs First Boston Corporation
BD capacity

Dec 23, 1991 → Nov 6, 1996
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Jan 26, 1988 → Dec 16, 1991
Oppenheimer & Co., Inc.
BD capacity

Apr 2, 1985 → Feb 9, 1988
Dean Witter Reynolds Inc.
BD capacity

Nov 23, 1983 → Mar 22, 1985

Source & corrections

Where this page comes from

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