Michael Peter Tudor

CRD 1214390 · Wells Fargo Advisors · Mission Viejo, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 3Series 7Series 65Series 63
Registered states (7): Arizona · California · Colorado · Nevada · Oregon · Texas · Washington
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1214390 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Mission Viejo, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Mission Viejo, CA · BC capacity

start not retrieved → present
Morgan Stanley
Laguna Niguel, CA · IA capacity

Jun 1, 2009 → Dec 13, 2019
Morgan Stanley
Laguna Niguel, CA · BC capacity

Jun 1, 2009 → Dec 13, 2019
Citigroup Global Markets Inc.
Irvine, CA · IA capacity

Jul 8, 1997 → Jun 1, 2009
Citigroup Global Markets Inc.
Irvine, CA · BC capacity

Jul 31, 1993 → Jun 1, 2009
Lehman Brothers Inc.
New York, NY · BC capacity

Apr 11, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BC capacity

Nov 29, 1984 → Apr 11, 1988
Bateman Eichler, Hill Richards, Incorporated
BC capacity

Nov 25, 1983 → Nov 26, 1984

Source & corrections

Where this page comes from

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