Kevin Michael Peters

CRD 1222161 · Morgan Stanley · North Palm Beach, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10Series 8SIESeries 3Series 7
Registered states (43): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 43
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1222161 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
North Palm Beach, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Mar 23, 2007 → Apr 2, 2007
Morgan Stanley
IA capacity

Mar 23, 2007 → Apr 2, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 20, 2000 → Mar 27, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Mar 20, 2000 → Mar 27, 2007
Salomon Smith Barney Inc.
BD capacity

Jul 31, 1993 → Mar 30, 2000
Lehman Brothers Inc.
BD capacity

Jun 9, 1986 → Jul 31, 1993
Prudential-Bache Securities Inc.
BD capacity

Dec 21, 1983 → Jul 15, 1986

Source & corrections

Where this page comes from

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