John Mark Padzik
Also appears in the source record as: John Mark Padzik Jr
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (5)
- SIESeries 7Series 66Series 65Series 63
- Registered states (2)
- Colorado · Texas
- Years in the industry (source record)
- 29
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Charles Schwab & Co., Inc.
- Firm CRD
- 5393
- SEC number
- 801-29938
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Firm location
- San Francisco, CA, 94105
Employment history (11)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Td Ameritrade, Inc.Lone Tree, CO · BC capacityAug 11, 2014 → Dec 31, 2023
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First Command Financial Planning, Inc.Aurora, CO · BC capacityMar 23, 2012 → Feb 27, 2013
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Green Drake, Inc.Denver, CO · BC capacityJun 22, 2006 → Nov 14, 2008
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E*trade Securities LLCJersey City, NJ · BC capacityDec 7, 2001 → Aug 11, 2004
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First Union Securities, Inc.St. Louis, MO · BC capacityDec 3, 1998 → Aug 15, 2001
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Atlas Securities, Inc.San Leandro, CA · BC capacityJul 19, 1996 → Dec 11, 1998
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The Advisors Group, Inc.Bethesda, MD · BC capacityMay 13, 1996 → Sep 5, 1996
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Shearson Lehman Brothers Inc.BC capacityAug 19, 1984 → Sep 28, 1987
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Blinder, Robinson & Co.,inc.BC capacityJan 26, 1984 → Jul 23, 1984
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.