Tony Haeussler
Also appears in the source record as: Tony Frederick Haeussler; Tony F Haeussler
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (12)
- Series 52TOSIESeries 7Series 3Series 6Series 10Series 9Series 4Series 53Series 24Series 65Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (45)
From the source registration record · current first
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Chase Investment Services Corp.Chicago, IL · IA capacityFeb 13, 2006 → Oct 1, 2012
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Chase Investment Services Corp.Chicago, IL · BC capacityFeb 13, 2006 → Oct 1, 2012
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Countrywide Investment Services, Inc.Orland Park, IL · BC capacityNov 23, 2004 → Nov 16, 2005
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Invest Financial CorporationChicago, IL · IA capacityFeb 26, 2001 → Aug 11, 2004
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Invest Financial CorporationAppleton, WI · BC capacityJan 31, 2001 → Aug 11, 2004
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Ameritas Investment Corp.Lincoln, NE · BC capacityJun 18, 1998 → Jun 9, 2000
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Harris InvestorlineChicago, IL · BC capacityApr 15, 2000 → May 18, 2000
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Harris Investors Direct, Inc.Chicago, IL · BC capacityApr 6, 1993 → Apr 15, 2000
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Laughlin Group Advisors, Inc.Lincoln, NE · BC capacityAug 22, 1994 → Apr 30, 1998
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E. F. Hutton & Company IncBC capacityJan 10, 1985 → Jan 6, 1986
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Painewebber IncorporatedBC capacitySep 25, 1984 → Jan 11, 1985
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Waddell & Reed, Inc.BC capacityMay 17, 1984 → Sep 17, 1984
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.