Ted Gilbert Gray

CRD 1240438 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Corky Gray; Jr Ted Gilbert Gray; Ted Gilbert Gray Jr; Ted Gilbert Gray Jr Jr; Ted Gilbert Gray Jr. Jr; Ted Gray

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 31Series 7Series 22Series 39Series 65Series 63
Registered states (21): Arizona · Arkansas · California · Colorado · Connecticut · Florida · Hawaii · Idaho · Illinois · Kansas · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Vermont
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1240438 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Austin, TX · IA capacity

Nov 28, 2008 → Jan 17, 2017
Ubs Financial Services Inc.
Austin, TX · BC capacity

Nov 28, 2008 → Jan 17, 2017
Morgan Stanley & Co. Incorporated
Austin, TX · IA capacity

Apr 2, 2007 → Dec 2, 2008
Morgan Stanley & Co. Incorporated
Austin, TX · BC capacity

Apr 2, 2007 → Dec 2, 2008
Morgan Stanley
Austin, TX · IA capacity

Apr 17, 2000 → Apr 2, 2007
Morgan Stanley Dw Inc.
Austin, TX · BC capacity

Apr 17, 2000 → Apr 2, 2007
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Aug 2, 1993 → Apr 7, 2000
Gray, Knudsen & Co.,inc.
BC capacity

Aug 7, 1984 → Feb 17, 1989

Source & corrections

Where this page comes from

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