Frank Thomas Guerriero

CRD 1245841 · Morgan Stanley · Orlando, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 31Series 7Series 2
Registered states (47): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (15)

From the source registration record · current first

Morgan StanleyCurrent
Orlando, FL · IA capacity

Jun 26, 2020 → present
Wells Fargo Clearing Services, LLC
IA capacity

Apr 11, 2012 → Jul 1, 2020
Wells Fargo Clearing Services, LLC
BD capacity

Apr 10, 2012 → Jul 1, 2020
Pnc Investments
BD capacity

Jan 26, 2011 → Apr 20, 2012
Pnc Investments
IA capacity

Dec 21, 2010 → Apr 20, 2012
Pnc Investments
BD capacity

Nov 13, 2009 → Dec 31, 2009
Pnc Investments
IA capacity

Nov 13, 2009 → Dec 31, 2009
Natcity Investments, Inc.
IA capacity

Jun 23, 2009 → Nov 13, 2009
Natcity Investments, Inc.
BD capacity

Jun 4, 2009 → Nov 13, 2009
Satias Capital Partners LLC
IA capacity

Oct 17, 2007 → May 1, 2009
Citigroup Global Markets Inc.
IA capacity

Mar 4, 2003 → Oct 29, 2007
Citigroup Global Markets Inc.
BD capacity

Feb 14, 2003 → Oct 29, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 15, 1998 → Feb 18, 2003
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

May 15, 1998 → Feb 18, 2003
Prudential Securities Incorporated
BD capacity

Mar 11, 1996 → May 18, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1245841 ↗ FINRA BrokerCheck record for CRD 1245841 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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