Sean Michael Wynne

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

Series 65Series 63SIESeries 7

Registered states (23)

Alabama · California · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Maine · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia

Years in the industry (source record)

42

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (21)

From the source registration record · current first

• Edward JonesCurrent

  Rockaway Park, NY · IA capacity
  Nov 17, 2023 → present
• Edward JonesCurrent

  Rockaway Park, NY · BC capacity
  start not retrieved → present
• Citigroup Global Markets Inc.

  BD capacity
  Dec 18, 2012 → Nov 30, 2023
• Citigroup Global Markets Inc.

  IA capacity
  Dec 18, 2012 → Nov 30, 2023
• Hsbc Securities (USA) Inc.

  BD capacity
  May 22, 2008 → Dec 20, 2012
• Hsbc Securities (USA) Inc.

  IA capacity
  May 22, 2008 → Dec 20, 2012
• Banc Of America Investment Services, Inc.

  BD capacity
  Oct 20, 2004 → May 1, 2008
• Banc Of America Investment Services, Inc.

  IA capacity
  Oct 20, 2004 → May 1, 2008
• Quick & Reilly, Inc.

  IA capacity
  Oct 8, 2004 → Oct 20, 2004
• Quick & Reilly, Inc.

  BD capacity
  Dec 2, 2003 → Oct 20, 2004
• Citicorp Investment Services

  BD capacity
  Nov 1, 2000 → Nov 19, 2003
• The Dreyfus Service Corporation

  BD capacity
  Jun 29, 1999 → Aug 1, 2000
• Chase Investment Services Corp.

  BD capacity
  Oct 13, 1998 → Apr 20, 1999
• Citicorp Investment Services

  BD capacity
  Oct 12, 1993 → Oct 26, 1998
• D. H. Blair & Co., Inc.

  BD capacity
  Nov 15, 1991 → Jul 8, 1992
• Westfalia Investments, Inc.

  BD capacity
  Jul 23, 1991 → Oct 14, 1991
• Cowen & Co.

  BD capacity
  Oct 24, 1986 → Oct 17, 1990
• Bear, Stearns & Co. Inc.

  BD capacity
  Oct 14, 1985 → Oct 8, 1986
• Drexel Burnham Lambert Incorporated

  BD capacity
  Jul 5, 1984 → Oct 25, 1985
• Shearson Lehman/American Express Inc.

  BD capacity
  Mar 23, 1984 → Nov 16, 1984
• Lehman Brothers Kuhn Loeb Incorporated

  BD capacity
  Mar 22, 1984 → Jun 27, 1984

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.