Leonora Federico

CRD 1247073 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

Broker

Also appears in the source record as: Lee Federico; Leonara Federico; Leonora Sudano Federico; Lee Sudano; Leonora Sudano

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (2): SIESeries 7
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (5)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley
Garden City, NY · BC capacity

Nov 30, 2012 → Feb 27, 2014
Oppenheimer & Co., Inc.
New York, NY · BC capacity

Apr 25, 1991 → Feb 24, 1995
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jan 28, 1988 → Apr 30, 1991
E. F. Hutton & Company Inc
BC capacity

Apr 23, 1986 → May 5, 1988

Source & corrections

Where this page comes from

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