Barbara J Gibbons
Also appears in the source record as: Barbara Jean Gibbons
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 63SIESeries 3Series 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 42
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (14)
From the source registration record · current first
-
May 14, 2018 → present
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Bok Financial Securities, Inc.BD capacityMay 18, 2011 → Apr 4, 2018
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Bok Financial AdvisorsIA capacityMay 18, 2011 → Apr 4, 2018
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Morgan Stanley Smith BarneyBD capacityJun 1, 2009 → May 26, 2011
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Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → May 26, 2011
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Citigroup Global Markets Inc.BD capacityMay 17, 2004 → Jun 1, 2009
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Citigroup Global Markets Inc.IA capacityMay 17, 2004 → Jun 1, 2009
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Ubs Financial Services Inc.BD capacityJun 27, 2001 → Apr 22, 2004
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Ubs Financial Services Inc.IA capacityJun 27, 2001 → Apr 22, 2004
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Linsco/Private Ledger Corp.BD capacityMar 2, 1999 → May 16, 2001
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First Southwest CompanyBD capacityJan 20, 1993 → Nov 23, 1998
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Daiwa Securities America Inc.BD capacityJan 9, 1989 → Jan 29, 1991
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Bear, Stearns & Co. Inc.BD capacityAug 8, 1984 → Oct 31, 1988
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Dean Witter Reynolds Inc.BD capacityMay 30, 1984 → Aug 15, 1984
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.