William John Connolly

CRD 1251469 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: William J Connolly; William John Connolly Jr; William Connolly

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Wantagh, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Wantagh, NY · BD capacity

Oct 20, 2021 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Dec 9, 2021 → Mar 31, 2025
Keybanc Capital Markets Inc.
BD capacity

Jul 8, 2013 → Aug 21, 2020
Bnp Paribas Securities Corp.
BD capacity

Sep 21, 2010 → Jun 11, 2013
Bgc Financial, L.P.
BD capacity

Mar 10, 2008 → Sep 14, 2010
Ubs Securities LLC
BD capacity

Dec 1, 2000 → Oct 10, 2007
Painewebber Incorporated
BD capacity

Oct 25, 1996 → Dec 1, 2000
Descap Securities, Inc.
BD capacity

Oct 17, 1995 → Feb 10, 1996
Smith Barney Inc.
BD capacity

Jun 23, 1995 → Oct 10, 1995
Kidder, Peabody & Co. Incorporated
BD capacity

Mar 17, 1987 → Mar 3, 1995
Oppenheimerfunds Distributor, Inc.
BD capacity

Aug 20, 1985 → Nov 6, 1986

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1251469 ↗ FINRA BrokerCheck record for CRD 1251469 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.