Steven Philip Anderson

CRD 1254635 · Morgan Stanley · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Steve Anderson; Steven P Anderson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 10Series 9Series 79TOSIESeries 31Series 7
Registered states (24): Alaska · Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Kansas · Maine · Michigan · Minnesota · Missouri · Nevada · New York · Ohio · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1254635 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Chicago, IL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 4, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 4, 2007 → Jun 1, 2009
Credit Suisse Securities (USA) LLC
BD capacity

Aug 3, 2004 → Dec 31, 2006
Credit Suisse Securities
IA capacity

Aug 3, 2004 → Dec 31, 2006
Morgan Stanley & Co., Incorporated
IA capacity

Aug 23, 2001 → Jul 20, 2004
Morgan Stanley & Co., Incorporated
BD capacity

May 11, 1994 → Jul 20, 2004
Cs First Boston Corporation
BD capacity

Mar 5, 1987 → Apr 19, 1994
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 20, 1985 → Oct 6, 1986

Source & corrections

Where this page comes from

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