Richard James Graff

CRD 1256027 · Edward Jones · Tampa, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (11): Alabama · California · Florida · Georgia · Indiana · Kentucky · North Carolina · Ohio · South Carolina · Tennessee · Utah
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1256027 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (8)

From the source registration record · current first

Edward JonesCurrent
Tampa, FL · IA capacity

Feb 13, 2026 → present
Edward JonesCurrent
Tampa, FL · BC capacity

start not retrieved → present
Stifel Independent Advisors, LLC
BD capacity

Mar 13, 2006 → Mar 6, 2026
Stifel Independent Advisors, LLC
IA capacity

Mar 13, 2006 → Mar 6, 2026
Stifel, Nicolaus & Company, Incorporated
IA capacity

Jul 19, 2002 → Mar 13, 2006
Stifel, Nicolaus & Company, Incorporated
BD capacity

Jul 5, 2002 → Mar 13, 2006
Robert W. Baird & Co. Incorporated
BD capacity

Aug 28, 1998 → Jul 11, 2002
Fifth Third/The Ohio Company
BD capacity

Apr 18, 1984 → Sep 10, 1998

Source & corrections

Where this page comes from

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