Lawrence Jeffrey Rudolph

CRD 1260061 · Wells Fargo Advisors · Boca Raton, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (25): Alaska · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Massachusetts · Minnesota · Missouri · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1260061 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Short Hills, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Short Hills, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Morgan Stanley
Short Hills, NJ · IA capacity

Jun 1, 2009 → Aug 5, 2014
Morgan Stanley
Short Hills, NJ · BC capacity

Jun 1, 2009 → Aug 5, 2014
Citigroup Global Markets Inc.
Short Hills, NJ · IA capacity

Sep 8, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
Short Hills, NJ · BC capacity

Sep 8, 2006 → Jun 1, 2009
Ubs Financial Services Inc.
Westfield, NJ · IA capacity

Jun 27, 2002 → Sep 21, 2006
Ubs Financial Services Inc.
Westfield, NJ · BC capacity

Sep 22, 2000 → Sep 21, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jun 19, 1995 → Sep 27, 2000
Lehman Brothers Inc.
New York, NY · BC capacity

Sep 16, 1988 → Jul 31, 1993
Glickenhaus & Co. - New Jersey
BC capacity

Dec 26, 1986 → Sep 22, 1988
Liss Tenner & Goldberg Securities Corporation
BC capacity

Mar 7, 1985 → Dec 26, 1986

Source & corrections

Where this page comes from

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