Michael David Sherrill

CRD 1261298 · Morgan Stanley · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: David Sherrill; M David Sherrill

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10SIESeries 15Series 3Series 7
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1261298 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Palm Beach, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Mar 26, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Mar 26, 2009 → Jun 1, 2009
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Mar 27, 2009
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Mar 27, 2009
Prudential Securities Incorporated
BD capacity

Oct 6, 2000 → Jul 1, 2003
Prudential Securities Incorporated
IA capacity

Oct 6, 2000 → Jul 1, 2003
Salomon Smith Barney Inc.
BD capacity

Jul 31, 1993 → Oct 13, 2000
Lehman Brothers Inc.
BD capacity

Apr 19, 1988 → Jul 31, 1993
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Jul 26, 1984 → Apr 4, 1988

Source & corrections

Where this page comes from

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