John Wilson Walter

CRD 1263244 · Morgan Stanley · Providence, RI

IA RegisteredBroker

Also appears in the source record as: John W Walter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 7TOSIESeries 7Series 52
Registered states (36): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Providence, RI · IA capacity

Apr 4, 2022 → present
Columbia Management Advisors, Inc.
IA capacity

Oct 15, 2003 → Sep 9, 2004
Quick & Reilly, Inc.
BD capacity

Oct 31, 2001 → Sep 15, 2003
Fleet Securities, Inc.
BD capacity

Dec 9, 1998 → Feb 14, 2000
Titus & Donnelly LLC
BD capacity

Jun 5, 1984 → Nov 23, 1998

Source & corrections

Where this page comes from

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