Edmond J Chin

CRD 1264982 · Charles Schwab & Co., Inc. · Omaha, NE

Broker

Also appears in the source record as: Edmond Jee Chin; Edmond Joe Chin; Edmund Joe Chin; Edmond Chin Jee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (8): SIESeries 7Series 10Series 9Series 24Series 8Series 4Series 63
Registered states (1): California
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Omaha, NE · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Francisco, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Scottsdale Securities, Inc.
St. Louis, MO · BC capacity

Feb 4, 1999 → Aug 19, 1999
Quick & Reilly, Inc.
New York, NY · BC capacity

Sep 29, 1989 → Dec 15, 1998
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Jan 30, 1989 → Sep 28, 1989
Sme Capital Management Corporation
BC capacity

Aug 30, 1988 → Oct 29, 1988
Hambrecht & Quist Incorporated
BC capacity

May 22, 1987 → Feb 10, 1988
Thomson Mckinnon Securities Inc.
BC capacity

Jun 14, 1984 → Apr 30, 1987
Bateman Eichler, Hill Richards, Incorporated
BC capacity

May 30, 1984 → Jun 5, 1984

Source & corrections

Where this page comes from

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