Terri Ann Carmichael

CRD 1265860 · Wells Fargo Advisors · Midland, MI

IA RegisteredBroker

Also appears in the source record as: Klawender Terri Ann; Terri An Klawender; Terri Ann Klawender; Terri Klawender; Ann Lechner; Terri Ann Lechner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (19): Alabama · Arizona · California · District Of Columbia · Florida · Illinois · Indiana · Kentucky · Maryland · Michigan · New Hampshire · New York · Ohio · Pennsylvania · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (6)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Saginaw, MI · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Midland, MI · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Saginaw, MI · IA capacity

Nov 10, 1993 → Oct 15, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Saginaw, MI · BC capacity

Nov 21, 1989 → Oct 15, 2021
Prudential-Bache Securities Inc.
New York, NY · BC capacity

Sep 15, 1989 → Nov 28, 1989
Thomson Mckinnon Securities Inc.
New York, NY · BC capacity

Sep 3, 1985 → Sep 15, 1989

Source & corrections

Where this page comes from

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