David Paul Murphy

CRD 1266689 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: David P Murphy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (45): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Jan 26, 2021 → present
Ubs Financial Services Inc.
IA capacity

Jun 30, 2014 → Feb 2, 2021
Ubs Financial Services Inc.
BD capacity

Jan 30, 2009 → Feb 2, 2021
Citigroup Global Markets Inc.
BD capacity

Feb 21, 2006 → Feb 19, 2009
Legg Mason Wood Walker, Incorporated
BD capacity

Jan 15, 1991 → Feb 21, 2006
Dean Witter Reynolds Inc.
BD capacity

May 22, 1984 → Jan 17, 1991

Source & corrections

Where this page comes from

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