Craig Lambert Massey

CRD 1267853 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Houston, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 31Series 7Series 22Series 39Series 65Series 63
Registered states (41): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Louisiana · Massachusetts · Michigan · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · BC capacity

start not retrieved → present
Morgan Stanley
Houston, TX · IA capacity

Jun 1, 2009 → May 16, 2013
Morgan Stanley
Houston, TX · BC capacity

Jun 1, 2009 → May 16, 2013
Morgan Stanley & Co. Incorporated
Houston, TX · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Houston, TX · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Houston, TX · IA capacity

Nov 20, 1998 → Apr 2, 2007
Morgan Stanley Dw Inc.
Houston, TX · BC capacity

Nov 20, 1998 → Apr 2, 2007
Cibc Oppenheimer Corp.
New York, NY · BC capacity

Jul 8, 1994 → Dec 3, 1998
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Dec 11, 1992 → Jul 18, 1994
Peregrine Securities Corporation
BC capacity

Nov 13, 1984 → Dec 21, 1990
Ballantrae Securities, Inc.
BC capacity

Sep 23, 1988 → Oct 19, 1989
The Deering Massey Group
BC capacity

Aug 14, 1984 → Feb 4, 1985

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1267853 ↗ FINRA BrokerCheck record for CRD 1267853 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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