Carlos Aurelio Alvarado

CRD 1272824 · Morgan Stanley · Houston, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63SIESeries 3Series 31Series 7Series 6
Registered states (7): California · Colorado · Delaware · Florida · Nevada · Texas · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1272824 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Houston, TX · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Mar 20, 1998 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Mar 18, 1998 → Jun 1, 2009
Chase Securities Of Texas, Inc.
BD capacity

Jun 8, 1993 → Mar 9, 1998
Texas Commerce Equities, Inc.
BD capacity

Apr 11, 1988 → Jun 8, 1993
Dean Witter Reynolds Inc.
BD capacity

Feb 21, 1986 → Mar 16, 1988
Financial Synergies Equities, Inc.
BD capacity

Nov 1, 1985 → Dec 9, 1985
Ids Marketing Corporation
BD capacity

Sep 11, 1984 → Oct 28, 1985
Ids Financial Services Inc.
BD capacity

Sep 11, 1984 → Oct 28, 1985

Source & corrections

Where this page comes from

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