Terry Steven Weissberg
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 63SIESeries 7
- Registered states (52)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 42
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Northern Trust Investments, Incorporated
- Firm CRD
- 105780
- SEC number
- 801-33358
- Assets under management
- $1.2T as of Jun 15, 2026
- Website
- www.linkedin.com/COMPANY/NORTHERN-TRUST-ASSET-MANAGEMENT ↗
- Phone
- 312-630-6000
- Firm location
- Chicago, IL, 60603-1008
Employment history (12)
From the source registration record · current first
-
Feb 17, 2016 → present
-
Feb 3, 2016 → present
-
Managed Account Services, LLCBD capacityMay 8, 2010 → Jan 15, 2016
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Independent Portfolio Consultants, Inc.IA capacityJul 5, 2005 → Jan 15, 2016
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Jesup & Lamont Securities CorpBD capacityMar 27, 2006 → May 12, 2010
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Advest, Inc.BD capacityJul 22, 2005 → Mar 6, 2006
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Usallianz Securities, Inc.IA capacityFeb 4, 2004 → Jul 7, 2005
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Usallianz Securities, Inc.BD capacityNov 7, 2003 → Jul 7, 2005
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Aeltus Capital, IncBD capacitySep 9, 1996 → Jun 15, 1999
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Mml Investors Services, Inc.BD capacityDec 21, 1994 → Aug 1, 1996
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Travelers Equities Sales, Inc.BD capacityMay 26, 1988 → Feb 24, 1994
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Townsley Associates And Company, Inc.BD capacityJul 26, 1984 → Dec 18, 1986
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.