Kevin Joseph Schaefer

CRD 1286030 · Wells Fargo Advisors · San Francisco, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (35): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Maine · Maryland · Massachusetts · Michigan · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1286030 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Francisco, CA · IA capacity

May 20, 2011 → Aug 19, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Francisco, CA · BC capacity

May 20, 2011 → Aug 19, 2019
Morgan Stanley Smith Barney LLC
San Francisco, CA · IA capacity

Jun 1, 2009 → May 27, 2011
Morgan Stanley Smith Barney
San Francisco, CA · BC capacity

Jun 1, 2009 → May 27, 2011
Morgan Stanley & Co. Incorporated
San Francisco, CA · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
San Francisco, CA · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
San Francisco, CA · IA capacity

Jan 26, 2007 → Apr 2, 2007
Morgan Stanley Dw Inc.
San Francisco, CA · BC capacity

Jan 26, 2007 → Apr 2, 2007
Ubs Financial Services Inc.
San Francisco, CA · IA capacity

Jul 8, 1997 → Feb 5, 2007
Ubs Financial Services Inc.
San Francisco, CA · BC capacity

Oct 26, 1993 → Feb 5, 2007
Smith Barney Shearson Inc.
New York, NY · BC capacity

Jul 31, 1993 → Oct 22, 1993
Lehman Brothers Inc.
New York, NY · BC capacity

Apr 11, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BC capacity

Apr 8, 1986 → Apr 11, 1988
Derand Investment Corporation Of America
BC capacity

Jul 26, 1984 → Mar 5, 1986

Source & corrections

Where this page comes from

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