Paul Lawrence Landolfe

CRD 1291020 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Florham Park, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 63Series 65Series 9Series 10Series 8Series 24Series 53Series 52TOSeries 7TOSIESeries 7
Registered states (29): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Florham Park, NJ · IA capacity

Apr 16, 2004 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Florham Park, NJ · BC capacity

start not retrieved → present
Chase Investment Services Corp.
BD capacity

Sep 18, 1996 → Jul 18, 1997
Chemical Investment Services Corp.
BD capacity

Jun 27, 1994 → Sep 18, 1996
Chemical Securities, Inc.
BD capacity

Jan 26, 1994 → Aug 2, 1994
Chemical Securities, Inc.
BD capacity

Jan 4, 1994 → Aug 2, 1994
Liberty Securities Corporation
BD capacity

Oct 20, 1993 → Jan 3, 1994
Chemical Securities, Inc.
BD capacity

Apr 23, 1987 → Oct 15, 1993
L. F. Rothschild, Unterberg, Towbin
BD capacity

Aug 21, 1984 → Mar 15, 1985

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1291020 ↗ FINRA BrokerCheck record for CRD 1291020 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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