Robert C Reynolds

CRD 1293707 · Morgan Stanley · Charleston, SC

IA RegisteredBroker

Also appears in the source record as: Robert Clinton Reynolds

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 57TOSIESeries 55Series 7Series 6
Registered states (20): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maryland · Massachusetts · New Jersey · New York · Ohio · Pennsylvania · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Charleston, SC · IA capacity

Jul 25, 2018 → present
Olivetree Financial, LLC
BD capacity

Apr 25, 2016 → Jan 23, 2017
Convergex Execution Solutions LLC
BD capacity

May 13, 2014 → Nov 20, 2014
Rafferty Capital Markets, LLC
BD capacity

Feb 21, 2012 → Apr 14, 2014
Dahlman Rose & Company, LLC
BD capacity

Nov 1, 2010 → Nov 9, 2011
Icap Corporates LLC
BD capacity

Sep 18, 2008 → Oct 15, 2010
Jefferies & Company, Inc.
BD capacity

Nov 7, 1986 → Sep 24, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 20, 1985 → Oct 30, 1986
Ids Marketing Corporation
BD capacity

Sep 11, 1984 → Dec 27, 1984

Source & corrections

Where this page comes from

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