Damion Peter Carufe

CRD 1296172 · Morgan Stanley · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: Damion Carufe; David Peter Carufe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 9Series 10Series 4Series 8Series 72SIESeries 7
Registered states (41): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Palm Beach, FL · IA capacity

Feb 28, 2020 → present
J.P. Morgan Securities LLC
IA capacity

Apr 30, 2003 → Mar 3, 2020
J.P. Morgan Securities LLC
BD capacity

Dec 20, 1988 → Mar 3, 2020
Bear, Stearns & Co. Inc.
IA capacity

Jul 19, 2002 → Oct 17, 2002
Painewebber Incorporated
BD capacity

Mar 9, 1988 → Dec 22, 1988
Bear, Stearns & Co. Inc.
BD capacity

Jan 16, 1987 → Mar 1, 1988
Drexel Burnham Lambert Incorporated
BD capacity

Mar 5, 1985 → Jan 28, 1987
Greentree Securities Corp.
BD capacity

Nov 2, 1984 → Mar 15, 1985

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1296172 ↗ FINRA BrokerCheck record for CRD 1296172 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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