Christopher F. Herrel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (8)

SIESeries 7Series 10Series 9Series 24Series 8Series 66Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

39

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (25)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Columbus, OH · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Columbus, OH · BC capacity
  start not retrieved → present
• Grove Point Investments, LLC

  Rockville, MD · BC capacity
  Dec 20, 2024 → Sep 5, 2025
• Next Financial Group, Inc.

  Syracuse, NY · IA capacity
  Oct 1, 2024 → Sep 5, 2025
• Cuso Financial Services, L.P.

  Syracuse, NY · IA capacity
  Aug 30, 2024 → Sep 5, 2025
• Western International Securities

  Syracuse, NY · IA capacity
  Jun 20, 2024 → Sep 5, 2025
• Cadaret Grant & Co Inc

  Syracuse, NY · IA capacity
  Aug 16, 2023 → Sep 5, 2025
• Western International Securities, Inc.

  Pasadena, CA · BC capacity
  Aug 16, 2023 → Sep 5, 2025
• Sorrento Pacific Financial, LLC

  San Diego, CA · BC capacity
  Aug 16, 2023 → Sep 5, 2025
• Scf Securities, Inc.

  San Diego, CA · BC capacity
  Aug 16, 2023 → Sep 5, 2025
• Next Financial Group, Inc.

  Houston, TX · BC capacity
  Aug 16, 2023 → Sep 5, 2025
• Cuso Financial Services, L.P.

  San Diego, CA · BC capacity
  Aug 16, 2023 → Sep 5, 2025
• Cadaret, Grant & Co., Inc.

  Syracuse, NY · BC capacity
  Aug 16, 2023 → Sep 5, 2025
• Pnc Investments

  Cleveland, OH · IA capacity
  Feb 24, 2012 → Aug 16, 2023
• Pnc Investments

  Cleveland, OH · BC capacity
  Feb 24, 2012 → Aug 16, 2023
• Wells Fargo Advisors, LLC

  St. Louis, MO · IA capacity
  Oct 28, 2008 → Feb 14, 2012
• Wells Fargo Advisors, LLC

  St. Louis, MO · BC capacity
  Oct 28, 2008 → Feb 14, 2012
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Pennington, NJ · IA capacity
  Jun 7, 2006 → Sep 16, 2008
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Pennington, NJ · BC capacity
  May 11, 2006 → Sep 16, 2008
• Td Waterhouse Investor Services, Inc.

  Omaha, NE · BC capacity
  Feb 6, 1998 → Sep 27, 2004
• Charles Schwab & Co., Inc.

  Westlake, TX · BC capacity
  Sep 18, 1986 → Feb 17, 1998
• Wall Street Clearing Company

  BC capacity
  Mar 27, 1986 → Sep 8, 1986
• Dean Witter Reynolds Inc.

  BC capacity
  Mar 25, 1985 → May 1, 1986
• Blinder, Robinson & Co.,inc.

  BC capacity
  Dec 6, 1984 → Jan 24, 1985
• First Jersey Securities, Inc.

  BC capacity
  Sep 25, 1984 → Oct 26, 1984

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.