James Edward Graham

CRD 1298257 · Captrust · Tampa, FL

IA RegisteredRegistration inactive

Also appears in the source record as: Jeb Graham

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 7Series 6
Registered states (1): Florida
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (9)

From the source registration record · current first

CaptrustCurrent
Tampa, FL · IA capacity

Jul 18, 2017 → present
Capfinancial Securities, LLC.
BD capacity

Aug 28, 2017 → Sep 6, 2023
Captrust Advisors, LLC
IA capacity

Apr 13, 2007 → Dec 31, 2017
Wells Fargo Advisors Financial Network, LLC
IA capacity

Feb 23, 2005 → Jun 14, 2017
Wells Fargo Advisors Financial Network, LLC
BD capacity

Feb 11, 2005 → Jun 14, 2017
Raymond James & Associates, Inc.
IA capacity

Jan 28, 2004 → Feb 11, 2005
Raymond James & Associates, Inc.
BD capacity

Oct 13, 1992 → Feb 11, 2005
F & G Securities, Inc.
BD capacity

Aug 7, 1990 → Oct 16, 1992
Waddell & Reed, Inc.
BD capacity

Sep 25, 1984 → Mar 20, 1985

Source & corrections

Where this page comes from

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