Lawrence Andrews

CRD 1298452 · Morgan Stanley · La Jolla, CA

IA RegisteredBroker

Also appears in the source record as: Lawrence F (Jr) Andrew; Laurence Frederick Andrews Jr; Laurence Andrews Jr.; Lawrence Frederick Andrews Jr; Lawrence Frederick Andrews

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 31Series 7
Registered states (31): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1298452 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
La Jolla, CA · IA capacity

May 27, 2026 → present
Rbc Capital Markets, LLC
IA capacity

Jul 5, 2005 → Jun 12, 2026
Rbc Capital Markets, LLC
BD capacity

Jul 1, 2005 → Jun 12, 2026
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Jul 8, 1997 → Jul 12, 2005
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 30, 1984 → Jul 12, 2005

Source & corrections

Where this page comes from

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