Laura Marie Moore

CRD 1299437 · Wells Fargo Advisors · Peoria, IL

IA RegisteredBroker

Also appears in the source record as: Laura Marie Bowles

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 99TOSIESeries 7Series 10Series 9Series 24Series 66Series 63
Registered states (4): Arkansas · Illinois · Massachusetts · Utah
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Peoria, IL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Peoria, IL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Peoria, IL · IA capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Peoria, IL · IA capacity

Aug 17, 2009 → Feb 10, 2012
Morgan Stanley Smith Barney
Peoria, IL · BC capacity

Jun 1, 2009 → Feb 10, 2012
Morgan Stanley & Co. Incorporated
Peoria, IL · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
Peoria, IL · BC capacity

Apr 15, 2005 → Apr 2, 2007
Mml Investors Services, Inc.
Springfield, MA · BC capacity

May 21, 2004 → Apr 20, 2005
Associated Investment Services, Inc.
Green Bay, WI · BC capacity

Dec 15, 1997 → Apr 28, 2004
Essex National Securities, Inc.
Napa, CA · BC capacity

Jan 14, 1994 → Dec 15, 1997
Invest Financial Corporation
Appleton, WI · BC capacity

May 13, 1991 → Jan 25, 1994
Robert Thomas Securities, Inc
St. Petersburg, FL · BC capacity

Mar 29, 1989 → Aug 29, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1299437 ↗ FINRA BrokerCheck record for CRD 1299437 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.