Russell W Spitz

CRD 1301417 · Morgan Stanley · Canfield, OH

IA RegisteredBroker

Also appears in the source record as: Russell Warren Spitz Jr; Russell Warren Spitz Jr Jr; Russell W Spitz Jr. Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (34): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1301417 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Canfield, OH · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Nov 26, 1999 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Sep 27, 1994 → Jun 1, 2009
Painewebber Incorporated
BD capacity

Dec 19, 1989 → Sep 28, 1994
Shearson Lehman Hutton Inc.
BD capacity

Jun 3, 1987 → Jan 11, 1990
Oppenheimer & Co., Inc.
BD capacity

May 18, 1987 → Jun 10, 1987
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Aug 8, 1985 → Jun 2, 1987
First Jersey Securities, Inc.
BD capacity

Sep 24, 1984 → Aug 12, 1985

Source & corrections

Where this page comes from

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