William John Osborne

CRD 1305528 · Charles Schwab & Co., Inc. · Rockford, IL

IA RegisteredBroker

Also appears in the source record as: Bill Osborne

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 7Series 9Series 10Series 24Series 8Series 4Series 66Series 63
Registered states (44): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1305528 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Rockford, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Rockford, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Rockford, IL · IA capacity

start not retrieved → present
Tradingblock
Rockford, IL · BC capacity

Aug 10, 2012 → Feb 4, 2014
Brokersxpress LLC
Rockford, IL · BC capacity

Nov 2, 2004 → Aug 6, 2012
1st Discount Brokerage, Inc.
Lake Worth, FL · BC capacity

Aug 21, 2002 → Nov 1, 2004
Acument Securities, Inc.
San Francisco, CA · BC capacity

Mar 19, 1996 → Aug 21, 2002
Dain Bosworth Incorporated
BC capacity

Jan 14, 1995 → Mar 5, 1996
Dickinson & Co.
Des Moines, IA · BC capacity

Jan 25, 1994 → Jan 13, 1995
Olde Discount Corporation
Detroit, MI · BC capacity

Apr 9, 1987 → Jan 22, 1994
Pruco Securities Corporation
BC capacity

May 1, 1986 → May 14, 1987
Nwnl Management Corporation
BC capacity

Oct 26, 1984 → Apr 7, 1986

Source & corrections

Where this page comes from

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