Dominic A. Mandarino

CRD 1305769 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Dominic Anthony Mandarino Sr; Dominic Anthony Mandarino; Dominic Mandarino

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Chase Investment Services Corp.
New York, NY · IA capacity

Jan 6, 2012 → Oct 1, 2012
Chase Investment Services Corp.
New York, NY · BC capacity

Dec 23, 2011 → Oct 1, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Melville, NY · IA capacity

Sep 4, 2009 → Dec 16, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Melville, NY · BC capacity

Aug 24, 2009 → Dec 16, 2011
Mizuho Securities USA Inc.
New York, NY · BC capacity

May 28, 1992 → Oct 4, 2005
Discount Corporation Of New York Futures
BC capacity

Nov 10, 1988 → Apr 29, 1992
Discount Corporation Of New York
BC capacity

Jul 25, 1987 → Apr 27, 1992
Discount Corporation Of New York Municipals
BC capacity

Apr 16, 1987 → Jan 9, 1990
Kenney & Branisel Municipals, Inc.
BC capacity

Oct 5, 1984 → Jun 7, 1985

Source & corrections

Where this page comes from

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