Ann Janina Ostrowski

CRD 1306821 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Palm Beach, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (46): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm Beach, FL · IA capacity

Jul 7, 2008 → present
Ubs Financial Services Inc.
BD capacity

Dec 7, 2006 → Jul 24, 2008
Ubs Financial Services Inc.
IA capacity

Dec 7, 2006 → Jul 24, 2008
Weiss Capital Management, Inc.
IA capacity

Jan 26, 2004 → Mar 15, 2006
Weiss Capital Securities, Inc.
BD capacity

Jan 26, 2004 → Mar 8, 2006
Citigroup Global Markets Inc.
IA capacity

Sep 12, 2001 → Jan 29, 2004
Citigroup Global Markets Inc.
BD capacity

Sep 10, 2001 → Jan 29, 2004
Quick & Reilly, Inc.
BD capacity

Nov 27, 1995 → Apr 24, 2001
Smith Barney Inc.
BD capacity

Jan 29, 1994 → Dec 19, 1995
Painewebber Incorporated
BD capacity

Sep 12, 1991 → Dec 13, 1993
Invest Financial Corporation
BD capacity

Oct 22, 1990 → May 15, 1991
Broker Dealer Services, Inc.
BD capacity

Jan 5, 1988 → Oct 31, 1990
The Illinois Company, Inc.
BD capacity

Oct 26, 1984 → Sep 29, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1306821 ↗ FINRA BrokerCheck record for CRD 1306821 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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